Compliance & Governance
Automated controls to confidently meet regulatory, legal, and records governance requirements — with transparency and auditability.
Program Controls
Operationalize policy with automation
- Retention templates with statutory citations — SEC 17a-4(a)/(b), FINRA 4511(c), SOX §802, HIPAA, MiFID II — enabled only when you say so
- Legal holds as standing predicates: custodians, scope, notifications, acknowledgment tracking, dual-controlled release
- Supervision across eight lexicons that each cite their regulation — MNPI, collusion, guarantees, complaints, gifts, harassment, off-channel, pressure — with review populations sampled deterministically by hash and every alert closed with a typed reason
- DLP with 18 detectors across 12 countries and regions, national identifiers checksum-verified — a number that fails its checksum is never an alert — and evidence masked by construction
- FOIA/Open Records workflows with statutory deadline rules, fee calculation, and an exemption library
- Certified destruction with a certificate that queries the index at issue and reports what it found
- A hash-chained ledger for access, admin actions, and exports — with no delete path for anyone
Regulatory Frameworks
Alignment and evidence
SEC/FINRAMiFID IIHIPAAFOIAFISMACJISGDPR/Privacy
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Prove Compliance with Confidence
See retention, holds, supervision, and FOIA workflows configured for your policies — with complete auditing.